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In addition to natural persons, the transactions of Guotai Junan A-shares and Haitong Securities A-shares by relevant institutions mainly involve self-operated accounts, asset management accounts and margin financing and securities lending accounts of institutions.On the evening of December 12th, the verification results of insider trading between Guotai Junan and Haitong Securities were officially released.On September 5 this year, Guotai Junan and Haitong Securities announced at the same time that Guotai Junan and Haitong Securities are planning to merge Haitong Securities with Guotai Junan and issue shares to raise matching funds. This merger case has attracted much attention from the market.

Eleven natural persons bought and sold A shares during the self-inspection period.Institutional trading situationHan Zhi Da has been the vice president of Guotai Junan since July 17, 2024. The stock source of Guotai Junan is the restricted stock incentive plan, and the trading of Guotai Junan stock occurred before I became the vice president of Guotai Junan. According to the self-inspection report, Han Zhi Da sold 138,600 shares on May 15th, 2024. According to the self-inspection report issued by Han Zhida, it still holds 71,400 restricted shares.

[There is no silver here, three hundred and twenty! 】[There is no silver here, three hundred and twenty! 】The results show that 11 related natural persons are involved in buying and selling A shares of Guotai Junan and Haitong Securities. Including Han Zhida, vice president of Guotai Junan, Zhao Hong, chief auditor, Xiong Xiaohua, the mother of supervisor Shen Yun, Huang Guan Tu, the father of employee Huang Wenxin, and Zhou Yang, the spouse of Lv Na, an overseas legal consultant of Haitong Securities and a consultant lawyer of Gao Weishen Law Firm.